PROTOCOL REGARDING INSPECTIONS RELATING TO
THE TREATY BETWEEN THE UNITED STATES OF AMERICA AND THE UNION OF SOVIET
SOCIALIST REPUBLICS ON THE ELIMINATION OF THEIR INTERMEDIATE-RANGE AND
SHORTER-RANGE MISSILES
Pursuant to and in implementation of the Treaty Between the United
States of America and the Union of Soviet Socialist Republics on the
Elimination of Their Intermediate-Range and Shorter-Range Missiles of
December 8, 1987, hereinafter referred to as the Treaty, the Parties
hereby agree upon procedures governing the conduct of inspections provided
for in Article XI of the Treaty.
I. Definitions
For the purposes of this Protocol, the Treaty, the Memorandum of
Understanding and the Protocol on Elimination:
1. The term "inspected Party" means the Party to the Treaty whose
sites are subject to inspection as provided for by Article XI of the
Treaty.
2. The term "inspecting Party" means the Party to the Treaty carrying
out an inspection.
3. The term "inspector" means an individual designated by one of the
Parties to carry out inspections and included on that Partys list of
inspectors in accordance with the provisions of Section III of this
Protocol.
4. The term "inspection team" means the group of inspectors assigned
by the inspecting Party to conduct a particular inspection.
5. The term "inspection site" means an area, location or facility at
which an inspection is carried out.
6. The term "period of inspection" means the period of time from
arrival of the inspection team at the inspection site until its
departure from the inspection site, exclusive of time spent on any
pre-and post-inspection procedures.
7. The term "point of entry" means: Washington, D.C., or San
Francisco, California, the United States of America; Brussels (National
Airport), The Kingdom of Belgium; Frankfurt (Rhein Main Airbase), The
Federal Republic of Germany; Rome (Ciampino), The Republic of Italy;
Schiphol, The Kingdom of the Netherlands; RAF Greenham Common, The
United Kingdom of Great Britain and Northern Ireland; Moscow, or
Irkutsk, the Union of Soviet Socialist Republics; Schkeuditz Airport,
the German Democratic Republic; and International Airport Ruzyne, the
Czechoslovak Socialist Republic.
8. The term "in-country period" means the period from the arrival of
the inspection team at the point of entry until its departure from the
country through the point of entry.
9. The term "in-country escort" means individuals specified by the
inspected Party to accompany and assist inspectors and aircrew members
as necessary throughout the in-country period.
10. The term "aircrew member" means an individual who performs duties
related to the operation of an airplane and who is included on a Partys
list of aircrew members in accordance with the provisions of Section III
of this Protocol.
II. General Obligations
1. For the purpose of ensuring verification of compliance with the
provisions of the Treaty, each Party shall facilitate inspection by the
other Party pursuant to this Protocol.
2. Each Party takes note of the assurances received from the other
Party regarding understandings reached between the other Party and the
basing countries to the effect that the basing countries have agreed to
the conduct of inspections, in accordance with the provisions of this
Protocol, on their territories.
III. Pre-Inspection Requirements
1. Inspections to ensure verification of compliance by the Parties
with the obligations assumed under the Treaty shall be carried out by
inspectors designated in accordance with paragraphs 3 and 4 of this
Section.
2. No later than one day after entry into force of the Treaty, each
Party shall provide to the other Party: a list of its proposed aircrew
members; a list of its proposed inspectors who will carry out
inspections pursuant to paragraphs 3, 4, 5, 7 and 8 of Article XI of the
Treaty; and a list of its proposed inspectors who will carry out
inspection activities pursuant to paragraph 6 of Article XI of the
Treaty. None of these lists shall contain at any time more than 200
individuals.
3. Each Party shall review the lists of inspectors and aircrew
members proposed by the other Party. With respect to an individual
included on the list of proposed inspectors who will carry out
inspection activities pursuant to paragraph 6 of Article XI of the
Treaty, if such an individual is unacceptable to the Party reviewing the
list, that Party shall, within 20 days, so inform the Party providing
the list, and the individual shall be deemed not accepted and shall be
deleted from the list. With respect to an individual on the list of
proposed aircrew members or the list of proposed inspectors who will
carry out inspections pursuant to paragraphs 3, 4, 5, 7 and 8 of Article
XI of the Treaty, each Party, within 20 days after the receipt of such
lists, shall inform the other Party of its agreement to the designation
of each inspector and aircrew member proposed. Inspectors shall be
citizens of the inspecting Party.
4. Each Party shall have the right to amend its lists of inspectors
and aircrew members. New inspectors and aircrew members shall be
designated in the same manner as set forth in paragraph 3 of this
Section with respect to the initial lists.
5. Within 30 days of receipt of the initial lists of inspectors and
aircrew members, or of subsequent changes thereto, the Party receiving
such information shall provide, or shall ensure the provision of, such
visas and other documents to each individual to whom it has agreed as
may be required to ensure that each inspector or aircrew member may
enter and remain in the territory of the Party or basing country in
which an inspection site is located throughout the in-country period for
the purpose of carrying out inspection activities in accordance with the
provisions of this Protocol. Such visas and documents shall be valid for
a period of at least 24 months.
6. To exercise their functions effectively, inspectors and aircrew
members shall be accorded, throughout the in-country period, privileges
and immunities in the country of the inspection site as set forth in the
Annex to this Protocol.
7. Without prejudice to their privileges and immunities, inspectors
and aircrew members shall be obliged to respect the laws and regulations
of the State on whose territory an inspection is carried out and shall
be obliged not to interfere in the internal affairs of that State. In
the event the inspected Party determines that an inspector or aircrew
member of the other Party has violated the conditions governing
inspection activities set forth in this Protocol, or has ever committed
a criminal offense on the territory of the inspected Party or a basing
country, or has ever been sentenced for committing a criminal offense or
expelled by the inspected Party or a basing country, the inspected Party
making such a determination shall so notify the inspecting Party, which
shall immediately strike the individual from the lists of inspectors or
the list of aircrew members. If, at that time, the individual is on the
territory of the inspected Party or a basing country, the inspecting
Party shall immediately remove that individual from the country.
8. Within 30 days after entry into force of the Treaty, each Party
shall inform the other Party of the standing diplomatic clearance number
for airplanes of the Party transporting inspectors and equipment
necessary for inspection into and out of the territory of the Party or
basing country in which an inspection site is located. Aircraft routings
to and from the designated point of entry shall be along established
international airways that are agreed upon by the Parties as the basis
for such diplomatic clearance.
IV. Notifications
1. Notification of an intention to conduct an inspection shall be
made through the Nuclear Risk Reduction Centers. The receipt of this
notification shall be acknowledged through the Nuclear Risk Reduction
Centers by the inspected Party within one hour of its receipt.
(a) For inspections conducted pursuant to paragraphs 3, 4 or 5 of
Article XI of the Treaty, such notifications shall be made no less
than 16 hours in advance of the estimated time of arrival of the
inspection team at the point of entry and shall include:
(i) the point of entry;
(ii) the date and estimated time of arrival at the point of
entry;
(iii) the date and time when the specification of the inspection
site will be provided; and
(iv) the names of inspectors and aircrew members.
(b) For inspections conducted pursuant to paragraphs 7 or 8 of
Article XI of the Treaty, such notifications shall be made no less
than 72 hours in advance of the estimated time of arrival of the
inspection team at the point of entry and shall include:
(i) the point of entry;
(ii) the date and estimated time of arrival at the point of
entry;
(iii) the site to be inspected and the type of inspection; and
(iv) the names of inspectors and aircrew members.
2. The date and time of the specification of the inspection site as
notified pursuant to paragraph 1(a) of this Section shall fall within
the following time intervals:
(a) for inspections conducted pursuant to paragraphs 4 or 5 of
Article XI of the Treaty, neither less than four hours nor more than
24 hours after the estimated date and time of arrival at the point of
entry; and
(b) for inspections conducted pursuant to paragraph 3 of Article XI
of the Treaty, neither less than four hours nor more than 48 hours
after the estimated date and time of arrival at the point of
entry.
3. The inspecting Party shall provide the inspected Party with a
flight plan, through the Nuclear Risk Reduction Centers, for its flight
from the last airfield prior to entering the airspace of the country in
which the inspection site is located to the point of entry, no less than
six hours before the scheduled departure time from that airfield. Such a
plan shall be filed in accordance with the procedures of the
International Civil Aviation Organization applicable to civil aircraft.
The inspecting Party shall include in the remarks section of each flight
plan the standing diplomatic clearance number and the notation:
"Inspection aircraft. Priority clearance processing required."
4. No less than three hours prior to the scheduled departure of the
inspection team from the last airfield prior to entering the airspace of
the country in which the inspection is to take place, the inspected
Party shall ensure that the flight plan filed in accordance with
paragraph 3 of this Section is approved so that the inspection team may
arrive at the point of entry by the estimated arrival time.
5. Either Party may change the point or points of entry to the
territories of the countries within which its deployment areas, missile
operating bases or missile support facilities are located, by giving
notice of such change to the other Party. A change in a point of entry
shall become effective five months after receipt of such notification by
the other Party.
V. Activities Beginning Upon Arrival at the Point of Entry
1. The in-country escort and a diplomatic aircrew escort accredited
to the Government of either the inspected Party or the basing country in
which the inspection site is located shall meet the inspection team and
aircrew members at the point of entry as soon as the airplane of the
inspecting Party lands. The number of aircrew members for each airplane
shall not exceed ten. The in-country escort shall expedite the entry of
the inspection team and aircrew, their baggage, and equipment and
supplies necessary for inspection, into the country in which the
inspection site is located. A diplomatic aircrew escort shall have the
right to accompany and assist aircrew members throughout the in-country
period. In the case of an inspection taking place on the territory of a
basing country, the in-country escort may include representatives of
that basing country.
2. An inspector shall be considered to have assumed his duties upon
arrival at the point of entry on the territory of the inspected Party or
a basing country, and shall be considered to have ceased performing
those duties when he has left the territory of the inspected Party or
basing country.
3. Each Party shall ensure that equipment and supplies are exempt
from all customs duties.
4. Equipment and supplies which the inspecting Party brings into the
country in which an inspection site is located shall be subject to
examination at the point of entry each time they are brought into that
country. This examination shall be completed prior to the departure of
the inspection team from the point of entry to conduct an inspection.
Such equipment and supplies shall be examined by the in-country escort
in the presence of the inspection team members to ascertain to the
satisfaction of each Party that the equipment and supplies cannot
perform functions unconnected with the inspection requirements of the
Treaty. If it is established upon examination that the equipment or
supplies are unconnected with these inspection requirements, then they
shall not be cleared for use and shall be impounded at the point of
entry until the departure of the inspection team from the country where
the inspection is conducted. Storage of the inspecting Partys equipment
and supplies at each point of entry shall be within tamper-proof
containers within a secure facility. Access to each secure facility
shall be controlled by a "dual key" system requiring the presence of
both Parties to gain access to the equipment and supplies.
5. Throughout the in-country period, the inspected Party shall
provide, or arrange for the provision of, meals, lodging, work space,
transportation and, as necessary, medical care for the inspection team
and aircrew of the inspecting Party. All the costs in connection with
the stay of inspectors carrying out inspection activities pursuant to
paragraph 6 of Article XI of the Treaty, on the territory of the
inspected Party, including meals, services, lodging, work space,
transportation and medical care shall be borne by the inspecting Party.
6. The inspected Party shall provide parking, security protection,
servicing and fuel for the airplane of the inspecting Party at the point
of entry. The inspecting Party shall bear the cost of such fuel and
servicing.
7. For inspections conducted on the territory of the Parties, the
inspection team shall enter at the point of entry on the territory of
the inspected Party that is closest to the inspection site. In the case
of inspections carried out in accordance with paragraphs 3, 4 or 5 of
Article XI of the Treaty, the inspection team leader shall, at or before
the time notified, pursuant to paragraph 1(a)(iii) of Section IV of this
Protocol, inform the inspected Party at the point of entry through the
in-country escort of the type of inspection and the inspection site, by
place-name and geographic coordinates.
VI. General Rules for Conducting Inspections
1. Inspectors shall discharge their functions in accordance with
this Protocol.
2. Inspectors shall not disclose information received during
inspections except with the express permission of the inspecting Party.
They shall remain bound by this obligation after their assignment as
inspectors has ended.
3. In discharging their functions, inspectors shall not interfere
directly with on-going activities at the inspection site and shall avoid
unnecessarily hampering or delaying the operation of a facility or
taking actions affecting its safe operation.
4. Inspections shall be conducted in accordance with the objectives
set forth in Article XI of the Treaty as applicable for the type of
inspection specified by the inspecting Party under paragraph 1(b) of
Section IV or paragraph 7 of Section V of this Protocol.
5. The in-country escort shall have the right to accompany and assist
inspectors and aircrew members as considered necessary by the inspected
Party throughout the in-country period. Except as otherwise provided in
this Protocol, the movement and travel of inspectors and aircrew members
shall be at the discretion of the in-country escort.
6. Inspectors carrying out inspection activities pursuant to
paragraph 6 of Article XI of the Treaty shall be allowed to travel
within 50 kilometers from the inspection site with the permission of the
in-country escort, and as considered necessary by the inspected Party,
shall be accompanied by the in-country escort. Such travel shall be
taken solely as a leisure activity.
7. Inspectors shall have the right throughout the period of
inspection to be in communication with the embassy of the inspecting
Party located within the territory of the country where the inspection
is taking place using the telephone communications provided by the
inspected Party.
8. At the inspection site, representatives of the inspected facility
shall be included among the in-country escort.
9. The inspection team may bring onto the inspection site such
documents as needed to conduct the inspection, as well as linear
measurement devices; cameras; portable weighing devices; radiation
detection devices; and other equipment, as agreed by the Parties. The
characteristics and method of use of the equipment listed above, shall
also be agreed upon within 30 days after entry into force of the Treaty.
During inspections conducted pursuant to paragraphs 3, 4, 5(a), 7 or 8
of Article XI of the Treaty, the inspection team may use any of the
equipment listed above, except for cameras, which shall be for use only
by the inspected Party at the request of the inspecting Party. During
inspections conducted pursuant to paragraph 5(b) of Article XI of the
Treaty, all measurements shall be made by the inspected Party at the
request of the inspecting Party. At the request of inspectors, the
in-country escort shall take photographs of the inspected facilities
using the inspecting Partys camera systems which are capable of
producing duplicate, instant development photographic prints. Each Party
shall receive one copy of every photograph.
10. For inspections conducted pursuant to paragraphs 3, 4, 5, 7 or 8
of Article XI of the Treaty, inspectors shall permit the in-country
escort to observe the equipment used during the inspection by the
inspection team.
11. Measurements recorded during inspections shall be certified by
the signature of a member of the inspection team and a member of the
in-country escort when they are taken. Such certified data shall be
included in the inspection report.
12. Inspectors shall have the right to request clarifications in
connection with ambiguities that arise during an inspection. Such
requests shall be made promptly through the in-country escort. The
in-country escort shall provide the inspection team, during the
inspection, with such clarifications as may be necessary to remove the
ambiguity. In the event questions relating to an object or building
located within the inspection site are not resolved, the inspected Party
shall photograph the object or building as requested by the inspecting
Party for the purpose of clarifying its nature and function. If the
ambiguity cannot be removed during the inspection, then the question,
relevant clarifications and a copy of any photographs taken shall be
included in the inspection report.
13. In carrying out their activities, inspectors shall observe safety
regulations established at the inspection site, including those for the
protection of controlled environments within a facility and for personal
safety. Individual protective clothing and equipment shall be provided
by the inspected Party, as necessary.
14. For inspections pursuant to paragraphs 3, 4, 5, 7 or 8 of Article
XI of the Treaty, pre-inspection procedures, including briefings and
safety-related activities, shall begin upon arrival of the inspection
team at the inspection site and shall be completed within one hour. The
inspection team shall begin the inspection immediately upon completion
of the pre-inspection procedures. The period of inspection shall not
exceed 24 hours, except for inspections pursuant to paragraphs 6, 7 or 8
of Article XI of the Treaty. The period of inspection may be extended,
by agreement with the in-country escort, by no more than eight hours.
Post-inspection procedures, which include completing the inspection
report in accordance with the provisions of Section XI of this Protocol,
shall begin immediately upon completion of the inspection and shall be
completed at the inspection site within four hours.
15. An inspection team conducting an inspection pursuant to Article
XI of the Treaty shall include no more than ten inspectors, except for
an inspection team conducting an inspection pursuant to paragraphs 7 or
8 of that Article, which shall include no more than 20 inspectors and an
inspection team conducting inspection activities pursuant to paragraph 6
of that Article, which shall include no more than 30 inspectors. At
least two inspectors on each team must speak the language of the
inspected Party. An inspection team shall operate under the direction of
the team leader and deputy team leader. Upon arrival at the inspection
site, the inspection team may divide itself into subgroups consisting of
no fewer than two inspectors each. There shall be no more than one
inspection team at an inspection site at any one time.
16. Except in the case of inspections conducted pursuant to
paragraphs 3, 4, 7 or 8 of Article XI of the Treaty, upon completion of
the post-inspection procedures, the inspection team shall return
promptly to the point of entry from which it commenced inspection
activities and shall then leave, within 24 hours, the territory of the
country in which the inspection site is located, using its own airplane.
In the case of inspections conducted pursuant to paragraphs 3, 4, 7 or 8
of Article XI of the Treaty, if the inspection team intends to conduct
another inspection it shall either:
(a) notify the inspected Party of its intent upon return to the
point of entry; or
(b) notify the inspected Party of the type of inspection and the
inspection site upon completion of the post-inspection procedures. In
this case it shall be the responsibility of the inspected Party to
ensure that the inspection team reaches the next inspection site
without unjustified delay. The inspected Party shall determine the
means of transportation and route involved in such travel.
With respect to subparagraph (a), the procedures set forth in
paragraph 7 of Section V of this Protocol and paragraphs 1 and 2 of
Section VII of this Protocol shall apply.
VII. Inspections Conducted Pursuant to Paragraphs 3, 4 or 5 of
Article XI of the Treaty
1. Within one hour after the time for the specification of the
inspection site notified pursuant to paragraph 1(a) of Section IV of
this Protocol, the inspected Party shall implement pre-inspection
movement restrictions at the inspection site, which shall remain in
effect until the inspection team arrives at the inspection site. During
the period that pre-inspection movement restrictions are in effect,
missiles, stages of such missiles, launchers or support equipment
subject to the Treaty shall not be removed from the inspection site.
2. The inspected Party shall transport the inspection team from the
point of entry to the inspection site so that the inspection team
arrives at the inspection site no later than nine hours after the time
for the specification of the inspection site notified pursuant to
paragraph 1(a) of Section IV of this Protocol.
3. In the event that an inspection is conducted in a basing country,
the aircrew of the inspected Party may include representatives of the
basing country.
4. Neither Party shall conduct more than one inspection pursuant to
paragraph 5(a) of Article XI of the Treaty at any one time, more than
one inspection pursuant to paragraph 5(b) of Article XI of the Treaty at
any one time, or more than 10 inspections pursuant to paragraph 3 of
Article XI of the Treaty at any one time.
5. The boundaries of the inspection site at the facility to be
inspected shall be the boundaries of that facility set forth in the
Memorandum of Understanding.
6. Except in the case of an inspection conducted pursuant to
paragraphs 4 or 5(b) of Article XI of the Treaty, upon arrival of the
inspection team at the inspection site, the in-country escort shall
inform the inspection team leader of the number of missiles, stages of
missiles, launchers, support structures and support equipment at the
site that are subject to the Treaty and provide the inspection team
leader with a diagram of the inspection site indicating the location of
these missiles, stages of missiles, launchers, support structures and
support equipment at the inspection site.
7. Subject to the procedures of paragraphs 8 through 14 of this
Section, inspectors shall have the right to inspect the entire
inspection site, including the interior of structures, containers or
vehicles, or including covered objects, whose dimensions are equal to or
greater than the dimensions specified in Section VI of the Memorandum of
Understanding for the missiles, stages of such missiles, launchers or
support equipment of the inspected Party.
8. A missile, a stage of such a missile or a launcher subject to the
Treaty shall be subject to inspection only by external visual
observation, including measuring, as necessary, the dimensions of such a
missile, stage of such a missile or launcher. A container that the
inspected Party declares to contain a missile or stage of a missile
subject to the Treaty, and which is not sufficiently large to be capable
of containing more than one missile or stage of such a missile of the
inspected Party subject to the Treaty, shall be subject to inspection
only by external visual observation, including measuring, as necessary,
the dimensions of such a container to confirm that it cannot contain
more than one missile or stage of such a missile of the inspected Party
subject to the Treaty. Except as provided for in paragraph 14 of this
Section, a container that is sufficiently large to contain a missile or
stage of such a missile of the inspected Party subject to the Treaty
that the inspected Party declares not to contain a missile or stage of
such a missile subject to the Treaty shall be subject to inspection only
by means of weighing or visual observation of the interior of the
container, as necessary, to confirm that it does not, in fact, contain a
missile or stage of such a missile of the inspected Party subject to the
Treaty. If such a container is a launch canister associated with a type
of missile not subject to the Treaty, and declared by the inspected
Party to contain such a missile, it shall be subject to external
inspection only, including use of radiation detection devices, visual
observation and linear measurement, as necessary, of the dimensions of
such a canister.
9. A structure or container that is not sufficiently large to contain
a missile, stage of such a missile or launcher of the inspected Party
subject to the Treaty shall be subject to inspection only by external
visual observation including measuring, as necessary, the dimensions of
such a structure or container to confirm that it is not sufficiently
large to be capable of containing a missile, stage of such a missile or
launcher of the inspected Party subject to the Treaty.
10. Within a structure, a space which is sufficiently large to
contain a missile, stage of such a missile or launcher of the inspected
Party subject to the Treaty, but which is demonstrated to the
satisfaction of the inspection team not to be accessible by the smallest
missile, stage of a missile or launcher of the inspected Party subject
to the Treaty shall not be subject to further inspection. If the
inspected Party demonstrates to the satisfaction of the inspection team
by means of a visual inspection of the interior of an enclosed space
from its entrance that the enclosed space does not contain any missile,
stage of such a missile or launcher of the inspected Party subject to
the Treaty, such an enclosed space shall not be subject to further
inspection.
11. The inspection team shall be permitted to patrol the perimeter of
the inspection site and station inspectors at the exits of the site for
the duration of the inspection.
12. The inspection team shall be permitted to inspect any vehicle
capable of carrying missiles, stages of such missiles, launchers or
support equipment of the inspected Party subject to the Treaty at any
time during the course of an inspection and no such vehicle shall leave
the inspection site during the course of the inspection until inspected
at site exits by the inspection team.
13. Prior to inspection of a building within the inspection site, the
inspection team may station subgroups at the exits of the building that
are large enough to permit passage of any missile, stage of such a
missile, launcher or support equipment of the inspected Party subject to
the Treaty. During the time that the building is being inspected, no
vehicle or object capable of containing any missile, stage of such a
missile, launcher or support equipment of the inspected Party subject to
the Treaty shall be permitted to leave the building until inspected.
14. During an inspection conducted pursuant to paragraph 5(b) of
Article XI of the Treaty, it shall be the responsibility of the
inspected Party to demonstrate that a shrouded or environ-mentally
protected object which is equal to or larger than the smallest missile,
stage of a missile or launcher of the inspected Party subject to the
Treaty is not, in fact, a missile, stage of such a missile or launcher
of the inspected Party subject to the Treaty. This may be accomplished
by partial removal of the shroud or environmental protection cover,
measuring, or weighing the covered object or by other methods. If the
inspected Party satisfies the inspection team by its demonstration that
the object is not a missile, stage of such a missile or launcher of the
inspected Party subject to the Treaty, then there shall be no further
inspection of that object. If the container is a launch canister
associated with a type of missile not subject to the Treaty, and
declared by the inspected Party to contain such a missile, then it shall
be subject to external inspection only, including use of radiation
detection devices, visual observation and linear measurement, as
necessary, of the dimensions of such a canister.
VIII. Inspections Conducted Pursuant to Paragraphs 7 or 8 of
Article XI of the Treaty
1. Inspections of the process of elimination of items of missile
systems specified in the Protocol on Elimination carried out pursuant to
paragraph 7 of Article XI of the Treaty shall be conducted in accordance
with the procedures set forth in this paragraph and the Protocol on
Elimination.
(a) Upon arrival at the elimination facility, inspectors shall be
provided with a schedule of elimination activities.
(b) Inspectors shall check the data which are specified in the
notification provided by the inspected Party regarding the number and
type of items of missile systems to be eliminated against the number
and type of such items which are at the elimination facility prior to
the initiation of the elimination procedures.
(c) Subject to paragraphs 3 and 11 of Section VI of this Protocol,
inspectors shall observe the execution of the specific procedures for
the elimination of the items of missile systems as provided for in the
Protocol on Elimination. If any deviations from the agreed elimination
procedures are found, the inspectors shall have the right to call the
attention of the in-country escort to the need for strict compliance
with the above-mentioned procedures. The completion of such procedures
shall be confirmed in accordance with the procedures specified in the
Protocol on Elimination.
(d) During the elimination of missiles by means of launching, the
inspectors shall have the right to ascertain by visual observation
that a missile prepared for launch is a missile of the type subject to
elimination. The inspectors shall also be allowed to observe such a
missile from a safe location specified by the inspected Party until
the completion of its launch. During the inspection of a series of
launches for the elimination of missiles by means of launching, the
inspected Party shall determine the means of transport and route for
the transportation of inspectors between inspection sites.
2. Inspections of the elimination of items of missile systems
specified in the Protocol on Elimination carried out pursuant to
paragraph 8 of Article XI of the Treaty shall be conducted in accordance
with the procedures set forth in Sections II, IV, and V of the Protocol
on Elimination or as otherwise agreed by the Parties.
IX. Inspection Activities Conducted Pursuant to Paragraph 6 of
Article XI of the Treaty
1. The inspected Party shall maintain an agreed perimeter around the
periphery of the inspection site and shall designate a portal with not
more than one rail line and one road which shall be within 50 meters of
each other. All vehicles which can contain an intermediate-range GLBM or
longest stage of such a GLBM of the inspected Party shall exit only
through this portal.
2. For the purposes of this Section, the provisions of paragraph 10
of Article VII of the Treaty shall be applied to intermediate-range
GLBMs of the inspected Party and the longest stage of such GLBMs.
3. There shall not be more than two other exits from the inspection
site. Such exits shall be monitored by appropriate sensors. The
perimeter of and exits from the inspection site may be monitored as
provided for by paragraph 11 of Section VII of this Protocol.
4. The inspecting Party shall have the right to establish continuous
monitoring systems at the portal specified in paragraph 1 of this
Section and appropriate sensors at the exits specified in paragraph 3 of
this Section and carry out necessary engineering surveys, construction,
repair and replacement of monitoring systems.
5. The inspected Party shall, at the request of and at the expense of
the inspecting Party, provide the following:
(a) all necessary utilities for the construction and operation of
the monitoring systems, including electrical power, water, fuel,
heating and sewage;
(b) basic construction materials including concrete and lumber;
(c) the site preparation necessary to accommodate the installation
of continuously operating systems for monitoring the portal specified
in paragraph 1 of this Section, appropriate sensors for other exits
specified in paragraph 3 of this Section and the center for collecting
data obtained during inspections. Such preparation may include ground
excavation, laying of concrete foundations, trenching between
equipment locations and utility connections;
(d) transportation for necessary installation tools, materials and
equipment from the point of entry to the inspection site; and
(e) a minimum of two telephone lines and, as necessary, high
frequency radio equipment capable of allowing direct communication
with the embassy of the inspecting Party in the country in which the
site is located.
6. Outside the perimeter of the inspection site, the inspecting Party
shall have the right to:
(a) build no more than three buildings with a total floor space of
not more than 150 square meters for a data center and inspection team
headquarters, and one additional building with floor space not to
exceed 500 square meters for the storage of supplies and equipment;
(b) install systems to monitor the exits to include weight sensors,
vehicle sensors, surveillance systems and vehicle dimensional
measuring equipment;
(c) install at the portal specified in paragraph 1 of this Section
equipment for measuring the length and diameter of missile stages
contained inside of launch canisters or shipping containers;
(d) install at the portal specified in paragraph 1 of this Section
non-damaging image producing equipment for imaging the contents of
launch canisters or shipping containers declared to contain missiles
or missile stages as provided for in paragraph 11 of this Section;
(e) install a primary and back-up power source; and
(f) use, as necessary, data authentication devices.
7. During the installation or operation of the monitoring systems,
the inspecting Party shall not deny the inspected Party access to any
existing structures or security systems. The inspecting Party shall not
take any actions with respect to such structures without consent of the
inspected Party. If the Parties agree that such structures are to be
rebuilt or demolished, either partially or completely, the inspecting
Party shall provide the necessary compensation.
8. The inspected Party shall not interfere with the installed
equipment or restrict the access of the inspection team to such
equipment.
9. The inspecting Party shall have the right to use its own two-way
systems of radio communication between inspectors patrolling the
perimeter and the data collection center. Such systems shall conform to
power and frequency restrictions established on the territory of the
inspected Party.
10. Aircraft shall not be permitted to land within the perimeter of
the monitored site except for emergencies at the site and with prior
notification to the inspection team.
11. Any shipment exiting through the portal specified in paragraph 1
of this Section which is large enough and heavy enough to contain an
intermediate-range GLBM or longest stage of such a GLBM of the inspected
Party shall be declared by the inspected Party to the inspection team
before the shipment arrives at the portal. The declaration shall state
whether such a shipment contains a missile or missile stage as large or
larger than and as heavy or heavier than an intermediate-range GLBM or
longest stage of such a GLBM of the inspected Party.
12. The inspection team shall have the right to weigh and measure the
dimensions of any vehicle, including railcars, exiting the site to
ascertain whether it is large enough and heavy enough to contain an
intermediate-range GLBM or longest stage of such a GLBM of the inspected
Party. These measurements shall be performed so as to minimize the delay
of vehicles exiting the site. Vehicles that are either not large enough
or not heavy enough to contain an intermediate-range GLBM or longest
stage of such a GLBM of the inspected Party shall not be subject to
further inspection.
13. Vehicles exiting through the portal specified in paragraph 1 of
this Section that are large enough and heavy enough to contain an
intermediate-range GLBM or longest stage of such a GLBM of the inspected
Party but that are declared not to contain a missile or missile stage as
large or larger than and as heavy or heavier than an intermediate-range
GLBM or longest stage of such a GLBM of the inspected Party shall be
subject to the following procedures.
(a) The inspecting Party shall have the right to inspect the
interior of all such vehicles.
(b) If the inspecting Party can determine by visual observation or
dimensional measurement that, inside a particular vehicle, there are
no containers or shrouded objects large enough to be or to contain an
intermediate-range GLBM or longest stage of such a GLBM of the
inspected Party, then that vehicle shall not be subject to further
inspection.
(c) If inside a vehicle there are one or more containers or
shrouded objects large enough to be or to contain an
intermediate-range GLBM or longest stage of such a GLBM of the
inspected Party, it shall be the responsibility of the inspected Party
to demonstrate that such containers or shrouded objects are not and do
not contain intermediate-range GLBMs or the longest stages of such
GLBMs of the inspected Party.
14. Vehicles exiting through the portal specified in paragraph 1 of
this Section that are declared to contain a missile or missile stage as
large or larger than and as heavy or heavier than an intermediate-range
GLBM or longest stage of such a GLBM of the inspected Party shall be
subject to the following procedures.
(a) The inspecting Party shall preserve the integrity of the
inspected missile or stage of a missile.
(b) Measuring equipment shall be placed only outside of the launch
canister or shipping container; all measurements shall be made by the
inspecting Party using the equipment provided for in paragraph 6 of
this Section. Such measure-ments shall be observed and certified by
the in-country escort.
(c) The inspecting Party shall have the right to weigh and measure
the dimensions of any launch canister or of any shipping container
declared to contain such a missile or missile stage and to image the
contents of any launch canister or of any shipping container declared
to contain such a missile or missile stage; it shall have the right to
view such missiles or missile stages contained in launch canisters or
shipping containers eight times per calendar year. The in-country
escort shall be present during all phases of such viewing. During such
interior viewing:
(i) the front end of the launch canister or the cover of the
shipping container shall be opened;
(ii) the missile or missile stage shall not be removed from its
launch canister or shipping container; and
(iii) the length and diameter of the stages of the missile shall
be measured in accordance with the methods agreed by the Parties so
as to ascertain that the missile or missile stage is not an
intermediate-range GLBM of the inspected Party, or the longest stage
of such a GLBM, and that the missile has no more than one stage
which is outwardly similar to a stage of an existing type of
intermediate-range GLBM.
(d) The inspecting Party shall also have the right to inspect any
other containers or shrouded objects inside the vehicle containing
such a missile or missile stage in accordance with the procedures in
paragraph 13 of this Section.
X. Cancellation of Inspection
An inspection shall be cancelled if, due to circumstances brought
about by force majeure, it cannot be carried out. In the case of
a delay that prevents an inspection team performing an inspection
pursuant to paragraphs 3, 4, or 5 of Article XI of the Treaty, from
arriving at the inspection site during the time specified in paragraph 2
of Section VII of this Protocol, the inspecting Party may either cancel
or carry out the inspection. If an inspection is cancelled due to
circumstances brought about by force majeure or delay, then the
number of inspections to which the inspecting Party is entitled shall
not be reduced.
XI. Inspection Report
1. For inspections conducted pursuant to paragraphs 3, 4, 5, 7, or 8
of Article XI of the Treaty, during post-inspection procedures, and no
later than two hours after the inspection has been completed, the
inspection team leader shall provide the in-country escort with a
written inspection report in both the English and Russian languages. The
report shall be factual. It shall include the type of inspection carried
out, the inspection site, the number of missiles, stages of missiles,
launchers and items of support equipment subject to the Treaty observed
during the period of inspection and any measurements recorded pursuant
to paragraph 11 of Section VI of this Protocol. Photographs taken during
the inspection in accordance with agreed procedures, as well as the
inspection site diagram provided for by paragraph 6 of Section VII of
this Protocol, shall be attached to this report.
2. For inspection activities conducted pursuant to paragraph 6 of
Article XI of the Treaty, within 3 days after the end of each month, the
inspection team leader shall provide the in-country escort with a
written inspection report both in the English and Russian languages. The
report shall be factual. It shall include the number of vehicles
declared to contain a missile or stage of a missile as large or larger
than and as heavy or heavier than an intermediate-range GLBM or longest
stage of such a GLBM of the inspected Party that left the inspection
site through the portal specified in paragraph 1 of Section IX of this
Protocol during that month. The report shall also include any
measurements of launch canisters or shipping containers contained in
these vehicles recorded pursuant to paragraph 11 of Section VI of this
Protocol. In the event the inspecting Party, under the provisions of
paragraph 14(c) of Section IX of this Protocol, has viewed the interior
of a launch canister or shipping container declared to contain a missile
or stage of a missile as large or larger than and as heavy or heavier
than an intermediate-range GLBM or longest stage of such a GLBM of the
inspected Party, the report shall also include the measurements of the
length and diameter of missile stages obtained during the inspection and
recorded pursuant to paragraph 11 of Section VI of this Protocol.
Photographs taken during the inspection in accordance with agreed
procedures shall be attached to this report.
3. The inspected Party shall have the right to include written
comments in the report.
4. The Parties shall, when possible, resolve ambiguities regarding
factual information contained in the inspection report. Relevant
clarifications shall be recorded in the report. The report shall be
signed by the inspection team leader and by one of the members of the
in-country escort. Each Party shall retain one copy of the
report.
This Protocol is an integral part of the Treaty. It shall enter into
force on the date of entry into force of the Treaty and shall remain in
force as long as the Treaty remains in force. As provided for in paragraph
1(b) of Article XIII of the Treaty, the Parties may agree upon such
measures as may be necessary to improve the viability and effectiveness of
this Protocol. Such measures shall not be deemed amendments to the Treaty.
DONE at Washington on December 8, 1987, in two copies, each in
the English and Russian languages, both texts being equally authentic.
FOR THE UNITED STATES OF AMERICA: RONALD
REAGAN President of the United States of America
FOR THE UNION OF SOVIET SOCIALIST REPUBLICS: M.S.
GORBACHEV General Secretary of the Central Committee of the
CPSU
ANNEX PROVISIONS ON PRIVILEGES AND IMMUNITIES OF INSPECTORS AND
AIRCREW MEMBERS
In order to exercise their function effectively, for the purpose of
implementing the Treaty and not for their personal benefit, the inspectors
and aircrew members referred to in Section III of this Protocol shall be
accorded the privileges and immunities contained in this Annex. Privileges
and immunities shall be accorded for the entire in-country period in the
country in which an inspection site is located, and thereafter with
respect to acts previously performed in the exercise of official functions
as an inspector or aircrew member.
1. Inspectors and aircrew members shall be accorded the
inviolability enjoyed by diplomatic agents pursuant to Article 29 of the
Vienna Convention on Diplomatic Relations of April 18, 1961.
2. The living quarters and office premises occupied by an inspector
carrying out inspection activities pursuant to paragraph 6 of Article XI
of the Treaty shall be accorded the inviolability and protection
accorded the premises of diplomatic agents pursuant to Article 30 of the
Vienna Convention on Diplomatic Relations.
3. The papers and correspondence of inspectors and aircrew members
shall enjoy the inviolability accorded to the papers and correspondence
of diplomatic agents pursuant to Article 30 of the Vienna Convention on
Diplomatic Relations. In addition, the aircraft of the inspection team
shall be inviolable.
4. Inspectors and aircrew members shall be accorded the immunities
accorded diplomatic agents pursuant to paragraphs 1, 2 and 3 of Article
31 of the Vienna Convention on Diplomatic Relations. The immunity from
jurisdiction of an inspector or an aircrew member may be waived by the
inspecting Party in those cases when it is of the opinion that immunity
would impede the course of justice and that it can be waived without
prejudice to the implementation of the provisions of the Treaty. Waiver
must always be express.
5. Inspectors carrying out inspection activities pursuant to
paragraph 6 of Article XI of the Treaty shall be accorded the exemption
from dues and taxes accorded to diplomatic agents pursuant to Article 34
of the Vienna Convention on Diplomatic Relations.
6. Inspectors and aircrew members of a Party shall be permitted to
bring into the territory of the other Party or a basing country in which
an inspection site is located, without payment of any customs duties or
related charges, articles for their personal use, with the exception of
articles the import or export of which is prohibited by law or
controlled by quarantine regulations.
7. An inspector or aircrew member shall not engage in any
professional or commercial activity for personal profit on the territory
of the inspected Party or that of the basing countries.
8. If the inspected Party considers that there has been an abuse of
privileges and immunities specified in this Annex, consultations shall
be held between the Parties to determine whether such an abuse has
occurred and, if so determined, to prevent a repetition of such an
abuse.
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